The Singapore High Court has held that it has the inherent jurisdiction to reconsider issues of illegality pertaining to a contract even though the arbitral tribunal may have already determined that the contract in question was not illegal. They are (i) the Draft Securities and Futures (Amendment) Bill 2007, (ii) the Draft Financial Advisers (Amendment) Bill 2007, (iii) the Draft Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2007, (iv) the Draft Financial Advisers (Amendment no 2) Regulations 2007, and (v) the … Capital Markets (Online Foreign Exchange Trading) Regulations, 2017. Guidelines on Licensing, Registration & Conduct of Business for FMCs 2 1 Purpose 1.1 These Guidelines, which have been issued pursuant to section 321 of the Securities and Futures Act (Cap. REVISED EDITION 2004 (29th February 2004) [1st October 2002; 1st April 2003: — regulation 54 ] PART I.

Download. The Securities and Futures (Amendment) Act 2017 (“SF(A)A”) took effect on 8 October 2018.

They do not constitute legal advice. Two corporations are considered related if one is a subsidiary of the other, or if both corporations are subsidiaries of a common holding company; No. 289) (“SFA”), and all subsidiary legislation issued pursuant to the SFA (together with all codes, guidelines, notices and circulars issued by the MAS).

Guidelines on Licensing, Registration & Conduct of Business for FMCs 2 1 Purpose 1.1 These Guidelines, which have been issued pursuant to section 321 of the Securities and Futures Act (Cap. The MAS expects … Together with new and revised underlying regulations, notices and guidelines that were simultaneously released, the SF(A)A introduces changes to rules in connection with licensing, prospectus requirements, conduct of business and market misconduct. The Capital Markets (Securities Lending, Borrowing and Short-Selling) Regulations, 2017. The Draft Amendment Bills and Regulations has five sets of legislative drafts. Securities and Futures (Licensing and Business Conduct) Regulations (“SF(LCB)R”)]. of certain exemptions in the Securities and Futures (Licensing and Conduct of Business) Regulations . 54. Download. 2) Regulations 2018 and come into operation on 8 October 2018. Capital Markets Online Foreign Exchange Trading Regulations 2017.pdf. These Regulations are the Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2018 and come into operation on 9 July 2018. The definition of a related corporation is set out in the Companies Act. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) RISK DISCLOSURE STATEMENT REQUIRED TO BE FURNISHED UNDER REGULATION 47E(1) AND TO BE KEPT UNDER REGULATION 39(2)(c) BY THE HOLDER OF A CAPITAL MARKETS SERVICES LICENCE TO TRADE IN FUTURES … shares or stock of any kind of the share capital of a company; debentures, loan stock, bonds, certificates of deposit and any other instrument that creates or acknowledges debt (excluding various banking and monetary instruments e.g. Details. In Schedule 1 of the Securities Investment Business Law (SIBL) securities are defined as:. 274 (I)/2017. SECURITIES AND FUTURES ACT (Cap. “venture capital fund” has the same meaning as in regulation 14(8) of the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10); [S 588/2017 wef 20/10/2017] “venture capital fund manager” means a holder of a licence for fund management who does not carry on business in any regulated activity other than the management of portfolios of securities on behalf of venture … —(1) Sections 104, 104A and 105 of the Act, Divisions 1, 3 and 4 of Part III of these Regulations and regulations 13(b)(ix), 39(1)(e) and (k), (2)(ba), (bb), (bc), (c) and (d), (3), (4) and (5), 40, 42, 44, 45, 46, 46AA, 46AB, 46AC, 46AD, 47 and 47B to 47E shall, with the necessary modifications, apply to each of the following exempt persons in respect of its business in any regulated activity as those provisions … 289) [“SFA”], are applicable to corporations with fund management as their principal business activity. Provides guidance on • the scope of capital markets services licensing (other than for fund management companies) • appointment of representatives • business conduct rules • the application of the SFA and SF(LCB)R to banks, merchant banks, finance companies and insurers. Details.

These corporations, which will be referred to in these Guidelines as Fund Management Companies … and Futures (Licensing and Conduct of Business) Regulations as a Registered Fund Management Company (“RFMC”) (collectively . Such FMCs are subject to local regulatory requirements prescribed in the Securities and Futures Act (Cap. The Capital Markets and Services Act 2007 (CMSA) repeals the Securities Industry Act 1983 (SIA) and the Futures Industry Act 1993 (FIA). No . The Capital Markets Securities Lending Borrowing and Short-Selling Regulations 2017.pdf .